治理研究 ›› 2025, Vol. 41 ›› Issue (5): 36-50.

• 公共政策专题 • 上一篇    下一篇

把关治理:地方政府创新政策扩散的动力逻辑与效能分异

王敬尧, 董诗艺   

  • 收稿日期:2024-08-16 出版日期:2025-09-15 发布日期:2025-11-18
  • 作者简介:王敬尧,四川大学公共管理学院教授、博士生导师,四川大学中国县域发展研究中心主任;
    董诗艺,四川大学公共管理学院博士研究生,四川大学中国县域发展研究中心研究助理。
  • 基金资助:
    教育部哲学社会科学研究重大课题攻关项目“县域城乡融合发展与乡村振兴研究”(22JZD009)

Gatekeeping Governance: The Dynamic Logic and Differentiated Efficacy of Local Government Innovation Policy Diffusion

Wang Jingyao, Dong Shiyi   

  • Received:2024-08-16 Published:2025-09-15 Online:2025-11-18

摘要:

把关治理是观察中国地方政府创新政策非持续性问题的关键窗口,其作为理解政策扩散动力逻辑的概念性框架,系统影响着政策扩散的广度和深度。研究基于政策过程理论和把关理论在传播学意义上的同源性,以及四个差异化扩散效能的案例实践,揭示把关治理对创新政策扩散的作用机制与作用结果。研究发现,地方政府在政策扩散的准入环节通过合法性把关划定门槛,在适配环节通过能效度把关筛选与地方资源相符的政策,在执行环节通过协调性把关判断政策采纳方式,从而呈现出断裂式扩散、梗阻式扩散、悬浮式扩散和深化式扩散等效能类型。由此可见,把关治理作为一种治理机制深嵌于地方政策扩散过程中,反映出地方政府作为能动把关者,平衡创新风险与治理稳定的治理智慧。

关键词: 把关治理, 政策创新扩散, 地方政府, 治理机制

Abstract:

Gatekeeping governance serves as a critical lens for examining the sustainability of innovation policies in China’s local governments. As a conceptual framework for understanding the dynamic logic of policy diffusion, it systematically influences the breadth and depth of policy dissemination. Drawing on the homology between Policy Process Theory and Gatekeeping Theory in communication studies, along with four case studies reflecting differentiated diffusion efficacy, this research reveals the mechanism and outcomes of gatekeeping governance in innovation policy diffusion. The study finds that local governments: 1) establish thresholds through legitimacy gatekeeping during the policy access phase, 2) screen policies compatible with local resources through efficacy gatekeeping in the adaptation phase, and 3) determine policy adoption methods through coordinative gatekeeping in the implementation phase. Diffusion efficacy manifests in various forms such as discontinued diffusion, obstructed diffusion, superficial diffusion, and deepened diffusion. Thus, gatekeeping governance, as a governance mechanism, is deeply embedded in local policy diffusion processes, reflecting the wisdom of local governments as active gatekeepers in balancing innovation risks and governance stability.

Key words: gatekeeping governance, innovation policy diffusion, local government, governance mechanism

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