治理研究 ›› 2025, Vol. 41 ›› Issue (5): 141-157.

• 法与治理 • 上一篇    

大型平台竞争治理背景下守门人制度的理论省思及其中国因应

叶明, 闫静   

  • 收稿日期:2024-09-28 出版日期:2025-09-15 发布日期:2025-11-18
  • 作者简介:叶明,西南政法大学经济法学院教授、博士生导师,科技法学研究院副院长;
    闫静,西南政法大学经济法学院博士研究生,智能司法研究院研究人员。
  • 基金资助:
    国家社科基金重大项目“数字经济时代竞争政策定位与反垄断问题研究”(23&ZD076);重庆市教育委员会科技重点项目“平台不正当竞争的中国规制方案研究”(KJZD-K202300301);西南政法大学智能司法研究院合规专项“反垄断合规视域下数据隐私保护与反垄断监管协同机制研究”(ZNHG2022K04)

Theoretical Reflection on the Gatekeeper System in the Context ofthe Competitive Governance of Large Platforms and the Chinese Response

Ye Ming, Yan Jing   

  • Received:2024-09-28 Published:2025-09-15 Online:2025-11-18

摘要:

通过守门人制度控制大型平台市场力量已成为部分国家的现实选择,但萦绕于该制度的理论争议犹未停止。域外考察的结果表明,守门人制度在形式上趋于静态并在实质上取向非效率,宏观范式的创新优势未能完全掩盖规则内部的建构失衡,此种立法意旨和规范表达上的有意偏重难言直接借鉴。中国是否应当建立以及如何建立守门人制度根本上取决于本土环境,规制需求与法律供给的落差虽赋予守门人制度创设的合理性,但仍需重塑制度定位,实现社会性与经济性、确定性与灵活性的统合与平衡。为此,中国式守门人制度的建构方案应当保持对市场事实与法理逻辑的基本尊重,一方面推动立法文本的理性形构,重点在于建立以“生态系统控制”为标准的主体认定规则和“原则+规则+例外”相结合的义务体系;另一方面促进实施机制的多样化配置,探索以参与式执法和权威型司法为导向的制度运行道路,在更好规范大型平台的同时助力中国平台竞争法治自主知识体系的形成与完善。

关键词: 守门人制度, 大型平台, 竞争治理, 平台监管, 本土化

Abstract:

Controllingthe market power of large platforms through a gatekeeper system has become a realistic choice for some countries. Yet the theoretical controversies surrounding the system continue. Extra-territorial studies show that the gatekeeper system tends to be static in form and inefficient in substance. The innovative advantages of the macro-paradigm have failed to fully cover the imbalance in the construction of the rules. And it is difficult to speak of a direct reference to such an intentional preference in legislative intent and normative expression. Whether and how to establish a gatekeeper system in China depends fundamentally on the local environment. Although the discrepancy between regulatory demand and legal supply justifies the creation of the gatekeeper system, it is still necessary to reshape the positioning of the system to achieve integration and balance in the social and the economic spheres that also simultaneously provides certainty and flexibility. Accordingly, China’s gatekeeper system should maintain a basic respect for market facts and juridical logic. With one hand, it should promote a rational construction of legislative texts, with a focus on establishing subject identification rules based on“ecosystem control” and an obligation system combining “principles+rules+exceptions”.But the other hand should facilitate a diversified configuration of practical mechanisms, explore a system operation path oriented in participatory law enforcement and authoritative justice, and help the formation and improvement of an independent knowledge system for Chinese platform competition rule of law that effectively regulates large platforms.

Key words: gatekeeper system, large-scale platform, competition governance, platform regulation, indigenization

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