治理研究 ›› 2023, Vol. 39 ›› Issue (4): 144-156.

• 法与治理 • 上一篇    

NFT数字作品交易的法律风险与治理路径

邓建鹏, 马滢滢   

  • 收稿日期:2023-05-18 出版日期:2023-07-15 发布日期:2023-08-02
  • 作者简介:邓建鹏,中央财经大学法学院教授、博士生导师,金融科技法治研究中心主任;
    马滢滢,中央财经大学法学院硕士研究生。
  • 基金资助:
    中央财经大学新兴交叉学科建设项目“金融系统安全与区块链监管科技”

The Legal Risks and Governance of Trading in NFT Digital Works

Deng Jianpeng, Ma Yingying   

  • Received:2023-05-18 Published:2023-07-15 Online:2023-08-02

摘要:

碍于事前预防机制的不健全以及交易环节的管理漏洞,NFT数字作品在交易过程中存在知识产权侵权风险、中心化平台运营风险以及违背金融监管法制的风险。层出不穷的交易乱象不断挑战既有的法律体系,也侵蚀着NFT的确权价值。为治理上述风险,维护健康有序的市场环境,应当在明确NFT法律属性的基础上,构建法治化的风险治理路径。首先,在立法层面为各类交易主体设定法定权利与义务,完善全流程知识产权保护机制;第二,落实交易平台的主体责任,明确其权责属性;第三,优化金融监管原则,逐步推进合规的二级交易市场,激励交易平台主动寻求合规,形成自下而上的预防性治理体系。

关键词: NFT, 数字作品, 风险治理, 平台责任, 网络虚拟财产

Abstract:

Due to the lack of preventive mechanisms and the regulatory loopholes in the trading process, NFT digital works still face risks of intellectual property infringement, central platform operation risks, and violation of financial regulation laws. The endless trading chaos constantly challenges the existing legal system and erodes the value of NFTs. To govern these risks and maintain a healthy and orderly market environment, it is necessary to clarify the legal attributes of NFTs and establish the path of governance based on the rule of law. This includes creating the Legal rights and obligations for various types of transaction subjects from the legislative level and improving the intellectual property protection mechanisms. The transaction platforms must establish responsibility boundaries according to their operation types and the types of rights transactions. Financial supervision principles must also be optimized and gradually promoted in a compliant secondary market, which will encourage transaction platforms to actively seek compliance and form a bottom-up preventive governance system.

Key words: NFT, digital works, risk governance, platform responsibility, network virtual property

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