治理研究 ›› 2023, Vol. 39 ›› Issue (1): 136-156.

• 法与治理 • 上一篇    

论人工智能在证据推理中的辅助性定位

卓翔, 崔世群   

  • 收稿日期:2022-06-07 出版日期:2023-01-15 发布日期:2023-02-21
  • 作者简介:卓翔,中共中央党校(国家行政学院)教务部教材处处长;
    崔世群,中国政法大学证据科学研究院博士研究生。

On the Judicial Evidence Reasoning of Artificial Lntelligence

Zhuo Xiang, Cui Shiqun   

  • Received:2022-06-07 Published:2023-01-15 Online:2023-02-21

摘要:

当前,人工智能正逐步介入到司法证据推理之中,并引起广泛关注。现阶段的人工智能仍属于“弱人工智能体”,长于形式逻辑推理,但仍无法实现对人类认知思维的完整模拟,在司法证据推理之中处于辅助性地位。结合司法人工智能在海量数据筛选定位、算法高效一致运行等方面的优势,以及在证据信息提取、证据语言转化、法律思维模拟、司法经验学习等方面的短板,应将人工智能的辅助范围明确为证据材料使用提示、证据信息缺失预警、证据推理前置性指引和后置性纠错。同时,人工智能在司法证据推理中应遵循智能审判实质化、算法公开、算法平等和机器有限制约原则。在此基础上,建立起梯度性人工智能辅助体系,让人工智能分梯度地介入不同类型案件、不同诉讼阶段的证据推理工作之中。通过人工智能和人类法官的优势互补,进一步释放司法工作的公正性、效率性红利,助力新时代司法审判新篇章的开启。

关键词: 人工智能, 法律事实认定, 证据推理, 辅助性定位

Abstract:

At present, Artificial Intelligence (AI) is involved in judicial evidence reasoning and has aroused widespread concern. AI is still “top-down” in that its logical reasoning is good, but it cannot completely simulate human cognitive thinking. It operates in an auxiliary position in judicial evidence reasoning where its advantages include massive data screening and positioning, efficient and consistent operation of algorithms, but its include evidence information extraction, evidence language transformation, legal thinking simulation, judicial experience learning, etc. As an auxiliary to the judicial process, AI helps with sorting evidence materials, provides early warnings for evidence information loss, and creates both pre-guidance and post-correction for evidentiary reasoning. At the same time, AI should be principled so that the judiciary can provide intelligent trials; the AI algorithms should be equally available and public; and, there are limited restrictions on machine-aided judicial evidence reasoning. Such an AI auxiliary system must also let AI participate in the evidence reasoning of different types of cases and different stages of litigation in a reasonable manner such that each matter has the proper AI tools. Through the complementary advantages of artificial intelligence and human judges, the fairness and efficiency dividends of judicial work will open a new chapter in judicial trials in the new era.

Key words: artificial intelligence, fact finding, auxiliary evidential reasoning, Thinking simulation, mathematical operation

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