治理研究 ›› 2026, Vol. 42 ›› Issue (5): 143-156.

• 法与治理 • 上一篇    

生成式人工智能在刑事法律推理中的理性局限及优化路径

杨文革, 刘佳敏   

  • 收稿日期:2025-03-13 出版日期:2026-09-15 发布日期:2026-10-28
  • 通讯作者: 刘佳敏,南开大学法学院博士研究生。
  • 作者简介:杨文革,南开大学法学院教授、博士生导师。
  • 基金资助:
    国家社科基金一般项目“数字技术推动刑事诉讼程序变革法治化研究”(25BFX141)

Rational Limitations and Optimization Pathways of Generative Artificial Intelligence in Criminal Legal Reasoning

Yang Wenge, Liu Jiamin   

  • Received:2025-03-13 Published:2026-09-15 Online:2026-10-28

摘要:

随着生成式人工智能在司法领域应用的不断深入,以DeepSeek-R1为代表的智能推理模型逐渐显露出其固有的理性局限,集中体现为技术理性与司法理性间的冲突。刑事案件严格的证明标准和严重的法律后果对刑事法律推理提出高度确定性的要求。这使刑事法律推理形成了在证据事实推理中高度依赖经验,在法律适用推理中强调价值权衡的推理特性。然而,生成式人工智能基于概率统计的推理机制具有内在不确定性,缺乏对经验知识的感知和对情理价值的实质判断,难以胜任复杂刑事案件的推理任务。为拓展生成式人工智能在刑事法律推理中的应用前景,需秉持“以人为本,人机协同”的基本原则。在制度层面,明确生成式人工智能的推理辅助性地位,限制其介入审判阶段的核心推理。在技术层面,构建刑事法律知识图谱,推动裁判文书中经验法则的显性适用,并尝试以监督微调方式为生成式人工智能注入经验知识。同时,还需提升算法可解释性,增强思维链输出忠实性,减少幻觉与偏见风险。最终达到兼顾刑事司法推理特性与生成式人工智能优势的效果,实现技术赋能与司法公正的协同发展。

关键词: 生成式人工智能, 证据推理, 法律推理, AI幻觉

Abstract:

As the application of generative AI in the judicial field continues to deepen,intelligent reasoning models such as DeepSeek-R1are gradually revealing their inherent rational limitations,which are primarily manifested as a conflict between technical rationality and judicial rationality. The strict standards of proof and severe legal consequences in criminal cases demand a high degree of certainty in criminal legal reasoning. This has led to a distinctive pattern of reasoning in criminal law:a heavy reliance on empirical evidence in factual reasoning and an emphasis on value-based balancing in the application of law. However,the probabilistic and statistical reasoning mechanisms underlying generative AI carry inherent uncertainty. They lack an understanding of empirical knowledge and the ability to make substantive judgments regarding reasoning and values,making them ill-suited for the reasoning tasks involved in complex criminal cases. To expand the application prospects of generative AI in criminal legal reasoning,it is necessary to keep a “human in the loop.” At the institutional level,the auxiliary role of generative AI in reasoning must be clearly defined,and its involvement in core reasoning during the trial phase must be restricted. At the technical level,a criminal law knowledge graph should be constructed to promote the explicit application of rules of thumb in judicial rulings and to attempt to infuse generative AI with empirical knowledge through supervised fine-tuning. At the same time,it is necessary to enhance algorithmic explainability,improve the fidelity of reasoning chain outputs,and reduce the risks of hallucinations and bias. Ultimately,this will achieve a balance between the characteristics of criminal judicial reasoning and the advantages of generative AI,thereby realizing the synergistic development of technological empowerment and judicial fairness.

Key words: generative artificial intelligence, evidence reasoning, legal reasoning, AI hallucination

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